Official weighting: 7% · 9 scored items. Open any released lesson directly. Interactive completion and checkpoint progress activate with the course runtime.

1. Start here: Know the Series 7 path Available · 10 min Continue
2. Communications, Marketing, and Required Approvals Available · 40 min
3. Offerings, Prospectuses, and Private Placements Available · 35 min
4. Unit 1 checkpoint Available checkpoint

Official weighting: 9% · 11 scored items. Open any released lesson directly. Interactive completion and checkpoint progress activate with the course runtime.

1. Account Ownership and Entity Accounts Available · 35 min
2. Retirement, Education, and Specialized Accounts Available · 35 min
3. CIP, AML, Trusted Contacts, and Account Documents Available · 40 min
4. Customer Profile, Discretion, and Account Approval Available · 40 min
5. Unit 2 checkpoint Available checkpoint

Official weighting: 73% · 91 scored items. Open any released lesson directly. Interactive completion and checkpoint progress activate with the course runtime.

1. Portfolio Analysis, Risk, Return, and Market Information Available · 45 min
2. Equities, Rights, Warrants, ADRs, and Stock Events Available · 45 min
3. Investment Companies, ETFs, and Portfolio Programs Available · 45 min
4. Variable Annuities: Accumulation and Payout Available · 40 min
5. REITs, Limited Partnerships, and DPPs Available · 45 min
6. Options Foundations: Value, Breakeven, and Risk Available · 50 min
7. Covered Calls, Protective Puts, and Uncovered Positions Available · 45 min
8. Spreads, Straddles, Exercise, and Closing Transactions Available · 50 min
9. Corporate Debt: Yields, Duration, and Convertibles Available · 50 min
10. Treasuries, TIPS, and Agency Securities Available · 35 min
11. Municipal Bonds, Notes, Analysis, and Taxable-Equivalent Yield Available · 50 min
12. Regulation Best Interest and Recommendation Analysis Available · 35 min
13. Taxation, Cost Basis, Wash Sales, and Inherited Securities Available · 40 min
14. Mutual Fund Sales Charges, Breakpoints, and Distributions Available · 45 min
15. Variable-Product Taxation, Exchanges, and Costs Available · 45 min
16. Senior Protection, Transfers, Complaints, and Records Available · 45 min
17. Unit 3 checkpoint Available checkpoint

Official weighting: 11% · 14 scored items. Open any released lesson directly. Interactive completion and checkpoint progress activate with the course runtime.

1. Order Types, Time Qualifiers, and Firm Quotes Available · 45 min
2. Short Sales and Best Execution Available · 35 min
3. Order Tickets, Settlement, and Confirmations Available · 40 min
4. Trade Errors, Complaints, and Margin Available · 40 min
5. Unit 4 checkpoint Available checkpoint